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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-07-18 |
| AL | RA | APPROVED | 2023-02-02 |
| TX | RA | APPROVED | 2023-02-02 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mobile | AL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mobile | AL | 11/2016 | 02/2023 |
| Steward Partners Investment Solutions, Llc | Mobile | AL | 02/2023 | Present |
| Steward Partners Global Advisory, Llc | Mobile | AL | 02/2023 | Present |
| Steward Partners Investment Advisory, Llc | Mobile | AL | 02/2023 | Present |
1) POWER OF ATTORNEY FOR MOTHER; INV. RELATED; MOBILE, AL; START DATE 2/2020. 2) Name of business: Augusta Evans Garden Association; Nature of business: Non-profit small neighborhood garden association; City/State: Mobile, AL; Position/title: Treasurer; List of duties: Deposit yearly dues for 15 households, pay yard man and holiday decorations at front of neighborhood; Start Date: 08/01/2024; 0-1 Hrs devoted to this activity per month; 0 HRS/MO during trading hours; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-16 |
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