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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-10 |
| TX | RA | APPROVED | 2025-12-10 |
Branch Locations
2310 E. Ponderosa Dr, Ste 2, Camarillo, CA 93010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Householder Group | Camarillo | CA | 12/2010 | Present |
| Lpl Financial Llc | Camarillo | CA | 11/2013 | Present |
| Householder Group Estate & Retirement Specialists | Camarillo | CA | 11/2013 | Present |
1. 11/12/2013 - HOUSEHOLDER GROUP ESTATE & RETIREMENT SPECIALISTS/ DBA ONLY/ 100%/ CAMARILLO, CA. 2. 2/18/2014: NON-VARIABLE INSURANCE - BLUE CROSS AGENT. I MOSTLY WRITE MEDICARE SUPPLEMENT POLICIES FOR EXISTING CLIENTS. - TIME SPENT 5% - CAMARILLO, CA. 3. 1/9/2017 - Behunin Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/04/2017 - 160 Hours Per Month/100 Hours During Securities Trading. 4. 5/14/2018 - Householder Group Estate & Retirement Specialists - Investment Related - At Reported Business Locations(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 11/2013 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Householder Group Estate & Retirement Specialists, an independent investment advisor firm. I started this business activity in 11/2013. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 6/10/2020 - SB Group Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 06/01/2020 - 10 Hours Per Month/0 Hours During Securities Trading. 6. 1/7/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date 12/28/2021 - 5 Hours Per Month/0 Hours During Securities Trading - Blue Shield of California Agent.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-06-16 |
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