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James Patrick Fitzmaurice

Marin Bay Wealth Advisors, LLC

Sausalito, CA

CRD 1670867

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Employer firm

Marin Bay Wealth Advisors, LLC CRD 289184

$376M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Marin Bay Wealth Advisors, Llc

321 San Anselmo Ave., San Anselmo, CA 94960 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-08-25
  • CA RA
    APPROVED
    Since 2017-08-25

Branch Locations

1 Harbor Dr. Suite 300, Sausalito, CA 94965 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Francisco CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 08/2017
Marin Bay Wealth Advisors, Llc Sausalito CA 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-12
S63 Uniform Securities Agent State Law Examination 1987-06-01
  • S65 Uniform Investment Adviser Law Examination
    1997-06-12
  • S63 Uniform Securities Agent State Law Examination
    1987-06-01
Other Names
  • Fitz Fitzmaurice
  • Jim Fitzmaurice

View on SEC IAPD

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