William Tiu Lo

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1988 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Other Businesses

I*1837287, Entity Type not for profit, Name of OBA: Church of the Ascension Address: , Elmhurst, NY 11373 Investment Related: No Position, Title, Association: Member of the Parish Pastoral Council, Environment Ministry Employee Start Date:05/17/2024 No Hours: 22 hours yearly No Hours during trading: 0 Duties: Church of the Ascension is a Roman Catholic Church. Expected responsibilities are to help decorate the church during feast days of Christmas, Easter, and novena masses. Another responsibility is to "usher" people to their seats and do the 1st and 2nd collections on Sunday masses.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-13
• S63 Uniform Securities Agent State Law Examination
  1988-02-25

Other Names

• Willy Lo
• Willy Lo