Judith Lohr Mohr

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 11/2021
  Securities America, Inc.
  Fort Mill, SC
• 11/2013 → 11/2021
  Securities America Advisors, Inc.
  Fort Mill, SC
• 11/2021 → Present
  Lpl Financial Llc
  Fort Mill, SC

Previous Registrations

• 2013-11-13 → 2021-11-22
  Securities America Advisors, Inc.
  Fort Mill, SC
• 2009-09-01 → 2013-11-26
  Householder Group Financial Advisors, Llc
  Charlotte, NC
• 2008-10-10 → 2009-09-01
  Woodbury Financial Services, Inc.
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2002-09-23 → 2008-10-15
  Equity Services, Inc.
  Charlotte, NC
  Charlotte, NC

Other Businesses

1)11/04/2021 - Milestone Advice Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2013 2)11/04/2021 - Judith Mohr, LLC - Business Entity For Tax/Investment Purposes Only - Inv Rel - At Reported Business Location(s) - Start: 11/2013 3) 08/01/2023 - Estate of Gregory A Lohr - Not Investment Related - Dandridge, TN - Act in a Fiduciary Capacity - Start Date 06/21/2023 - 40 Hours Per Month 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-24
• S63 Uniform Securities Agent State Law Examination
  1987-07-15

Designations

• Certified Financial Planner

Other Names

• Judith Irene Lohr
• Judith Irene Lohr
• Judith Lohr Noonan
• Judith Irene Lohr
• Judith I Lohr Mohr
• Judith Irene Lohr Mohr
• Judith Irene Lohr Noonan