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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2025-11-24
TX RA APPROVED_RES 2025-11-23
  • NE RA
    APPROVED
    Since 2025-11-24
  • TX RA
    APPROVED_RES
    Since 2025-11-23

Branch Locations

2200 Fletcher Ave, Suite 100, Lincoln, NE 68521 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

2200 Fletcher Ave, Suite 100,, Lincoln, NE 68521 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Sii Investments, Inc. Lincoln NE 10/1996 11/2017
Securities America, Inc. Lincoln NE 11/2017 06/2024
Securities America Advisors Lincoln NE 11/2017 06/2024
Osaic Wealth, Inc. Lincoln NE 06/2024 11/2025
Osaic Wealth, Inc. Lincoln NE 06/2024 11/2025
Lpl Financial Llc Lincoln NE 11/2025 Present
  • 10/1996 → 11/2017
    Sii Investments, Inc.
    Lincoln, NE
  • 11/2017 → 06/2024
    Securities America, Inc.
    Lincoln, NE
  • 11/2017 → 06/2024
    Securities America Advisors
    Lincoln, NE
  • 06/2024 → 11/2025
    Lincoln, NE
  • 06/2024 → 11/2025
    Lincoln, NE
  • 11/2025 → Present
    Lincoln, NE
Previous Registrations
  • 2024-06-14 → 2025-11-21
    Lincoln, NE
  • 2017-11-22 → 2024-06-14
    Securities America Advisors, Inc.
    Lincoln, NE
  • 1997-08-18 → 2017-11-20
    Sii Investments, Inc.
    Lincoln, NE
    Lincoln, NE
Other Businesses

1. 11/2025 - Tomorrow's Money - DBA for LPL Business (entity for LPL business) - Investment related - 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA start date: 11/17/2025 2. 11/2025 - Tomorrow's Money, LLC - Non-Variable Insurance- Not Investment related - 40 Hrs/Mth - 40 Hrs During Trading - Lincoln, NE 68521 - OBA start date: 11/17/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-02
S63 Uniform Securities Agent State Law Examination 1993-06-02
  • S65 Uniform Investment Adviser Law Examination
    1994-11-02
  • S63 Uniform Securities Agent State Law Examination
    1993-06-02
Designations

View on SEC IAPD

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