Laurence Jay Epstein

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 11/2017
  Girard Securities, Inc.
  San Diego, CA
• 08/2012 → 05/2018
  United Capital Financial Advisers, Llc
  Ft Lauderdale, FL
• 10/2017 → 05/2018
  Cetera Advisors Networks Llc
  El Segundo, CA
• 06/2018 → Present
  Lpl Financial Llc
  Fort Lauderdale, FL

Previous Registrations

• 2012-09-05 → 2018-06-20
  United Capital Financial Advisors
  Ft. Lauderdale, FL
• 1995-09-05 → 2012-08-16
  Osaic Fa, Inc.
  Coral Springs, FL
  Coral Springs, FL
  Boca Raton, FL

Other Businesses

1. 11/1/2018 - Clarity Wealth Management, LLC - DBA: Clarity Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/08/2018 - 40 Hours Per Month During Securities Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1987-08-13

Designations

• Certified Financial Planner

Other Names

• Laurence Jay Epsten