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Tony Kyuwhan Jung

Spectrum Asset Management Inc

Newport Beach, CA

CRD 3241976

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Employer firm

Spectrum Asset Management Inc CRD 111007

$657M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • ESTATE PLANNING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Spectrum Asset Management Inc

1301 Dove Street Suite 720, Newport Beach, CA 92660-2453 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-01-02
  • CA RA
    APPROVED
    Since 2013-01-02

Branch Locations

1301 Dove Street Suite 720, Newport Beach, CA 92660-2453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Spectrum Asset Management Inc. Newport Beach CA 02/2001 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-21
S63 Uniform Securities Agent State Law Examination 1999-08-13
  • S65 Uniform Investment Adviser Law Examination
    2012-12-21
  • S63 Uniform Securities Agent State Law Examination
    1999-08-13
Other Names
  • Tony K Jung

View on SEC IAPD

Nearby Firms

OKAPI CAPITAL, LLC
OCVC, LLC
MIG CAPITAL, LLC

Nearby Investors

WILLIAM ERIC BLANTON
Travis L. Shirley
Michael Schanna

Nearby Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA

More in Newport Beach, CA

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