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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2020-04-29 |
Branch Locations
4510 Collins Blvd, Suite 1, Ashtabula, OH 44004 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Ashtabula | OH | 01/2015 | 06/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 06/2017 |
| Mml Investors Services, Llc | Madison | OH | 03/2017 | 06/2017 |
| Cetera Advisor Networks | El Segundo | CA | 06/2017 | 04/2020 |
| Calloway'S Grill | Madison | OH | 10/2016 | 04/2020 |
| Lpl Financial, Llc | Madison | OH | 04/2020 | Present |
1. 6/10/2021 - Callaways Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/03/2021 - 120 Hours Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-08-19 |
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