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Brian Francis Gallagher

Tiaa-Cref Individual & Institutional Services, LLC

Gainesville, FL

Winter Park, FL

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-01-22
AL RA APPROVED 2025-10-29
TX RA APPROVED 2025-10-29
FL RA APPROVED 2025-07-29
  • VT RA
    APPROVED
    Since 2026-01-22
  • AL RA
    APPROVED
    Since 2025-10-29
  • TX RA
    APPROVED
    Since 2025-10-29
  • FL RA
    APPROVED
    Since 2025-07-29

Branch Locations

5001 Celebration Pointe Suite 120, Gainesville, FL 32608 • United States

Winter Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 09/1995 10/2017
Schwab Private Client Investment Advisory, Inc. Orlando FL 01/2012 10/2017
Tiaa-Cref Individual & Institutional Services, Llc Winter Park FL 06/2025 Present
Tiaa Winter Park FL 10/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-04
S63 Uniform Securities Agent State Law Examination 1987-10-06
  • S66 Uniform Combined State Law Examination
    2007-06-04
  • S63 Uniform Securities Agent State Law Examination
    1987-10-06
Designations
Other Names
  • Brian F Gallagher

View on SEC IAPD

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