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12222 Merit Dr Suite 1390, Dallas, TX 75251 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-09-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Maplewood Investment Advisors, Inc. | Dallas | TX | 11/1999 | Present |
| Miai, Inc | Dallas | TX | 08/2002 | Present |
| Integrated Advisors Network, Llc | Palos Verdes | CA | 02/2022 | 09/2022 |
Maplewood Investments, Inc. (BD) and MIAI, Inc.(RIA). Both businesses are investment-related. Both businesses are at 12222 Merit Drive, Suite 1390, Dallas, TX 75251 Maplewood Investments, Inc began 11/1999. I am the Senior Vice President, Chief Operating Officer, and a Registered Representative. 120 hours per month devoted to this business and 4-6 hours are devoted during trading hours. MIAI, Inc. began 8/2002. I am the Secretary, and an Investment Advisor Representative. 120 hours per month devoted to this business and 4-6 hours are devoted during trading hours. My duties vary from assisting clients with investments to managerial, operational, and trading functions. Integrated Advisors Network-Investment Related Advisory Firm 8117 Preston Road, Ste 300, Dallas, TX 75225 Began 2/2022 as an Independent Investment Advisory Representative. 40 hours per month devoted to this business and 1 hour is devoted during trading hours. The duties will include assisting clients with investments. As of 9/2022 closed relationship. No business occurred.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-09-28 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-08 |
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