Gregory Scott Norris

Employer firm

Apex Investment Group CRD 333593

$211M regulatory AUM 191 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 04/2018
  Ameriprise Financial Services, Inc.
  Quechee, VT
• 10/2017 → 07/2025
  Barrell Investment Group, Inc.
  Georges Mills, NH
• 07/2018 → 07/2025
  Purshe Kaplan Sterling Investments, Inc.
  Albany, NY
• 05/2025 → Present
  Apex Investment Group, Llc
  Georges Mills, NH

Previous Registrations

• 2018-04-17 → 2025-08-05
  Barrell Investment Group, Inc.
  Georges Mills, NH
• 2011-11-17 → 2018-04-12
  Ameriprise Financial Services, Llc
  East Hartford, CT
  Quechee, VT
• 2006-04-03 → 2011-11-16
  Westminster Financial Advisory Corp
  Beavercreek, OH
• 2005-11-17 → 2006-03-28
  Osaic Fs, Inc.
  Quechee, VT
• 2003-10-01 → 2004-07-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Concord, NH

Other Businesses

1) Licensed insurance agent; Investment-related; Same address; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month.

Exams

• S66 Uniform Combined State Law Examination
  2003-05-30
• S63 Uniform Securities Agent State Law Examination
  2001-09-10

Designations

• Certified Financial Planner

Other Names

• Gregory Norris
• Gregory S Norris
• Greg Norris