Jonathan D Phan

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2015-03-24

VA RA
APPROVED

Since 2015-03-24

Branch Locations

Fairfax, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Fairfax	VA	01/2009	Present
Mml Investors Services, Llc	Fairfax	VA	02/2009	Present

01/2009 → Present

Massmutual Life Insurance Co

Fairfax, VA
02/2009 → Present

Mml Investors Services, Llc

Fairfax, VA

Other Businesses

1)NAME: ASSET MANAGEMENT GROUP INV REL: Y ADD: 3975 FAIR RIDGE DR, FAIRFAX, VA 22033 NATURE: NONMMLIA INSURANCE BROKERAGE - PROPERTY/CASUALTY, HEALTH, GROUP HEALTH. POSITION: SALES, OWNERSHIP, AGENT START DATE: 1999 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1990-12-26

S63 Uniform Securities Agent State Law Examination

1990-12-26

Designations

Chartered Financial Consultant

Other Names

Phuc D Phan
Johnathon Phan

View on SEC IAPD