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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-02-17 |
| TX | RA | APPROVED | 2025-08-19 |
| CT | RA | APPROVED | 2017-10-20 |
Branch Locations
205 Old Boston Post Rd, Old Saybrook, CT 06475 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New London | CT | 03/2008 | 10/2017 |
| Ameriprise Financial Advisors Inc. | Old Saybrook | CT | 10/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Old Saybrook | CT | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-10-06 |
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