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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2010-03-29 |
Branch Locations
5360 Discovery Park Blvd Unit 1, Williamsburg, VA 23188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Williamsburg | VA | 04/1988 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/1988 | Present |
| Northwestern Mutual Investment Services, Llc | Williamsburg | VA | 03/2010 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2011 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. PRESIDENT, THE ALEX KAZ FOUNDATION, 168 WEST LANDING, WILLIAMSBURG, , VIRGINIA, 23185, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 9/10/2020, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, MANAGE THE DISTRIBUTIONS FROM A FAMILY FOUNDATION, NON-INVESTMENT RELATED. 3. OWNER, AWP HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 08/01/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. OWNER, DBB HOLDINGS, LLC, LEGAL ENTITY, START DATE: 08/01/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-05-08 |
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