Arthur William Macgregor

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 01/2025
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Dover, NH
• 01/2025 → Present
  Cetera Investment Services Llc
  St Cloud, MN
• 01/2025 → Present
  Cetera Investment Advisers Llc
  Dover, NH
• 01/2025 → Present
  Lighthouse Federal Credit Untion
  Dover, NH

Previous Registrations

• 2008-01-17 → 2025-03-04
  Lpl Financial Llc
  Lee, NH
  Dover, NH
  Portsmouth, NH
  Dover, NH
  Rochester, NH
  Portsmouth, NH
  Conway, NH
  Berlin, NH
  Berlin, NH
  Conway, NH
  Portsmouth, NH
• 2002-03-13 → 2007-10-04
  Bts Asset Management, Inc.
  Exeter, NH
• 2006-09-13 → 2007-09-12
  Secu Brokerage Services
  Exeter, NH
  Portsmouth, NH
  Dover, NH
  Rochester, NH
  Exeter, NH

Exams

• S66 Uniform Combined State Law Examination
  2001-08-07
• S63 Uniform Securities Agent State Law Examination
  1987-05-14

Other Names

• Arthur William Macgregor