Scott Allen Wentsel

Current Employers

Wentsel Wealth Management, Llc

Western Springs, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2017-02-15

IL RA
APPROVED

Since 2017-02-15

Branch Locations

Western Springs, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Depaul University	Chicago	IL	09/2011	Present
Wentsel Wealth Management, Llc	Western Springs	IL	11/2016	Present

09/2011 → Present

Depaul University

Chicago, IL
11/2016 → Present

Wentsel Wealth Management, Llc

Western Springs, IL

Other Businesses

1.SCOTT WENTSEL IS A TRUSTEE FOR ALPS, AN INVESTMENT-RELATED INVESTMENT ADVISORY FIRM, SINCE November 2006. THIS ROLE IS CONSIDERED A PASSIVE ROLE IN WHICH MR. WENTSEL AVERAGES 3 HOURS A MONTH NONE OF WHICH IS DURING TRADING HOURS. 2.MR. WENTSEL IS A PROFESSOR FOR DEPAUL UNIVERSITY AND HAS BEEN TEACHING SINCE SEPTEMBER 2011. HE SPENDS 9 HOURS A MONTH IN THIS ROLE NONE OF WHICH ARE DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-07-25
S63	Uniform Securities Agent State Law Examination	1990-08-15

S65 Uniform Investment Adviser Law Examination

2003-07-25
S63 Uniform Securities Agent State Law Examination

1990-08-15

Designations

View on SEC IAPD