Brian William Hungerford

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2011-09-01

GA RA
APPROVED

Since 2011-09-01

Branch Locations

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

848 Bankhead Hwy, Carrollton, GA 30117 • United States

103 Thomas B Murphy Dr, Dallas, GA 30132 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Atlanta	GA	08/2011	11/2016
Wells Fargo Clearing Services, Llc	Atlanta	GA	11/2016	Present

08/2011 → 11/2016

Wells Fargo Advisors Llc

Atlanta, GA
11/2016 → Present

Wells Fargo Clearing Services, Llc

Atlanta, GA

Previous Registrations

2009-10-23 → 2011-08-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Carrollton, GA

Carrollton, GA
1998-01-01 → 2009-10-23

Banc Of America Investment Services, Inc.

Carrollton, GA

Douglasville, GA

Carrollton, GA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-10-23
S63	Uniform Securities Agent State Law Examination	1987-08-05

S65 Uniform Investment Adviser Law Examination

1995-10-23
S63 Uniform Securities Agent State Law Examination

1987-08-05