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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2004-05-27 |
Branch Locations
112 Mountain Ct, Hackettstown, NJ 07840-2317 • United States
305 Madison Ave, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hackettstown | NJ | 05/2004 | Present |
1. 06/03/2009 - NO BUSINESS NAME - INV REL - Non-Variable Insurance - 1% TIME SPENT - Sales and solitation of National Life of Vermont Product. 2. 08/04/2009 - Morristown Financial Group - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 04/14/2015 - Scott A. Anderson, Lutcf, CFP, LLC - NOT INV REL - 112 Mountain Ct, Hackettstown, NJ 07840 - Business Entity For Tax/Investment Purposes Only - START 02/01/2008 4. 04/14/2015 - Anderstone, LLC - NOT INV REL - 112 Mountain Ct, Hackettstown, NJ 07840 - Business Entity For Tax/Investment Purposes Only - START 02/01/2008 - Using the LLC for paying for the office Mortgage and the Line of Credit (Personal). 5. 2/1/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 01/01/2016 - 5 Hours Per Month/0 Hours During Securities Trading. 6. 01/09/2024 - PGL Holdings, LLC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 10/31/2023 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-22 |
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