Todd N Strott

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2011-03-14

MA RA
APPROVED

Since 2011-03-14

Branch Locations

275 Wyman Street, Ste. 400, Waltham, MA 02451 • United States

South Easton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Waltham	MA	05/2008	Present

05/2008 → Present

Commonwealth Financial Network

Waltham, MA

Other Businesses

1. NORTHERN FABRICATIONS SOLUTIONS, LLC. MEMBER AND 33% OWNER OF ENTITY ESTABLISHED TO DESIGN AND BUILD CUSTOM ALUMINUM PRODUCTS. NOT INVESTMENT RELATED, NOT AT BRANCH LOCATION.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-10-07
S63	Uniform Securities Agent State Law Examination	2006-03-20

S65 Uniform Investment Adviser Law Examination

2008-10-07
S63 Uniform Securities Agent State Law Examination

2006-03-20

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews