Steven Wayne Torrico

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-04-21
TX	RA	APPROVED_RES	2025-04-17

NJ RA
APPROVED

Since 2025-04-21
TX RA
APPROVED_RES

Since 2025-04-17

Branch Locations

61 South Paramus Road 3Rd Floor, Paramus, NJ 07652 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Paramus	NJ	02/2009	04/2025
Morgan Stanley Smith Barney Llc	Paramus	NJ	04/2025	Present
Morgan Stanley Private Bank, N.A	New York	NY	06/2025	Present

02/2009 → 04/2025

Ubs Financial Services Inc.

Paramus, NJ
04/2025 → Present

Morgan Stanley Smith Barney Llc

Paramus, NJ
06/2025 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2009-02-05 → 2025-04-28

Ubs Financial Services Inc.

Paramus, NJ
1996-08-23 → 2009-02-26

Citigroup Global Markets Inc.

Ridgewood, NJ

Paramus, NJ

Ridgewood, NJ

Other Businesses

* 638151 - Arcola Country Club; Investment related-No; Paramus, New Jersey; Private country club; Board Member(proprietor, partner, officer, director, employee, trustee, agent); 06/2019; During business hours: 1; After business hours: 2; General oversight of club functions / strategic decision making.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1991-12-09
S63	Uniform Securities Agent State Law Examination	1987-05-27

S65 Uniform Investment Adviser Law Examination

1991-12-09
S63 Uniform Securities Agent State Law Examination

1987-05-27

View on SEC IAPD