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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-12-13 |
| CT | RA | APPROVED | 2009-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Madison | CT | 07/2009 | Present |
| Bank Of America, N.A. | Madison | CT | 07/2011 | Present |
I* 360910 For profit or not for profit: Colleges, Universities & High Schools Name of outside business organization: Colleges, Universities & High Schools Investment related: no Address of business: Madison, CT, 06443 Nature of business: Colleges, Universities & High Schools Position, title, association: Other Start date of relationship: 01/04/2013 Number of hours devoted: 15 monthly Number of hours devoted during trading hours: 0 Duties: Referee wrestling matches & lacrosse games between College/Universities &HS competitors
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-03 |
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