Philip Owen Gottlick

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Madison, CT
• 07/2011 → Present
  Bank Of America, N.A.
  Madison, CT

Other Businesses

I* 360910 For profit or not for profit: Colleges, Universities & High Schools Name of outside business organization: Colleges, Universities & High Schools Investment related: no Address of business: Madison, CT, 06443 Nature of business: Colleges, Universities & High Schools Position, title, association: Other Start date of relationship: 01/04/2013 Number of hours devoted: 15 monthly Number of hours devoted during trading hours: 0 Duties: Referee wrestling matches & lacrosse games between College/Universities &HS competitors

Exams

• S66 Uniform Combined State Law Examination
  2009-09-09
• S63 Uniform Securities Agent State Law Examination
  2001-07-03

Other Names

• Philip Owen Gottlick
• Philip O Gottlick
• Philip Gottlick