Clayton Keith Flathers

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 09/2023
  Sagepoint Financial, Inc
  Lubbock, TX
• 09/2023 → Present
  Osaic Wealth, Inc.
  Lubbock, TX

Previous Registrations

• 2008-10-31 → 2023-09-01
  Osaic Services, Inc.
  Dallas, TX
  Lubbock, TX
• 2002-11-01 → 2008-10-31
  American General Securities Incorporated
  Lubbock, TX

Other Businesses

1) INSURANCE SALES, 4920 S. LOOP 289, STE. 202, OWNER/MANAGER, 7/31/1985, 5 HRS/MO, 0 DURING TRADING HRS, SENIORS INSTITUTIONAL INC., DBA VALUCARE INSURANCE SERVICES OWNER/MANAGER OF THE CORPORATATION, NO DIRECT SALES. 2) FLATHERS PROPERTIES LLC, NON INVESTMENT RELATED, 4920 S. LOOP 289, STE 202, OWNER/MANAGER/LEASING, 3/31/1992, 2 HRS/MO, 0 DURING TRADING HRS, OWN MANAGE AND LEASE THIS COMMERCIAL PROPERTY. OUR OFFICE OCCUPY OPPROXIMATELY 20% OF THIS BUILDING. THE BALANCE IS LEASED OUT TO TENANTS THROUGH A LEASING AGENT. 3) FIRST FINANCIAL MARKETING INC. POSITION: President NATURE: Insurance sales and Commisions. INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2020 ADDRESS: 4920 S. Loop 289, Ste. 202, Lubbock TX 79414, United States DESCRIPTION: Sale of Life insurance, annuities and health insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-08
• S63 Uniform Securities Agent State Law Examination
  1987-06-22