Todd D Fanning

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 02/2020
  Citigroup Global Markets, Inc.
  New York, NY
• 02/2020 → 05/2021
  Td Ameritrade
  Jersey City, NJ
• 05/2022 → Present
  Stifel Nicolaus & Co Inc
  Garden City, NY
• 05/2021 → 07/2021
  Home Depot
  Jericho, NY
• 07/2021 → 09/2021
  Usps
  Freeport, NY
• 09/2021 → 12/2021
  Unemployed
  Manhasset, NY
• 12/2021 → 05/2022
  Home Depot
  Westbury, NY

Previous Registrations

• 2020-03-11 → 2021-05-27
  Td Ameritrade, Inc.
  Jersey City, NJ
• 2020-03-13 → 2021-05-27
  Td Ameritrade Investment Management, Llc
  Jersey City, NJ
• 2011-09-20 → 2020-03-09
  Citigroup Global Markets Inc.
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-19
• S63 Uniform Securities Agent State Law Examination
  1986-04-18

Other Names

• Todd Douglas Fanning
• Todd Douglas Fanning
• Todd Fanning
• Todd D Fanning