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Todd D Fanning

Stifel, Nicolaus & Company, Incorporated

Hauppauge, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-15
  • NY RA
    APPROVED
    Since 2024-10-15

Branch Locations

100 Motor Parkway 2Nd Floor, Hauppauge, NY 11788 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets, Inc. New York NY 07/2010 02/2020
Td Ameritrade Jersey City NJ 02/2020 05/2021
Stifel Nicolaus & Co Inc Garden City NY 05/2022 Present
Home Depot Jericho NY 05/2021 07/2021
Usps Freeport NY 07/2021 09/2021
Unemployed Manhasset NY 09/2021 12/2021
Home Depot Westbury NY 12/2021 05/2022
  • 07/2010 → 02/2020
    Citigroup Global Markets, Inc.
    New York, NY
  • 02/2020 → 05/2021
    Td Ameritrade
    Jersey City, NJ
  • 05/2022 → Present
    Stifel Nicolaus & Co Inc
    Garden City, NY
  • 05/2021 → 07/2021
    Home Depot
    Jericho, NY
  • 07/2021 → 09/2021
    Usps
    Freeport, NY
  • 09/2021 → 12/2021
    Unemployed
    Manhasset, NY
  • 12/2021 → 05/2022
    Home Depot
    Westbury, NY
Previous Registrations
  • 2020-03-11 → 2021-05-27
    Td Ameritrade, Inc.
    Jersey City, NJ
  • 2020-03-13 → 2021-05-27
    Td Ameritrade Investment Management, Llc
    Jersey City, NJ
  • 2011-09-20 → 2020-03-09
    Citigroup Global Markets Inc.
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-09-19
S63 Uniform Securities Agent State Law Examination 1986-04-18
  • S65 Uniform Investment Adviser Law Examination
    2011-09-19
  • S63 Uniform Securities Agent State Law Examination
    1986-04-18
Other Names
  • Todd Douglas Fanning
  • Todd Douglas Fanning
  • Todd Fanning
  • Todd D Fanning

View on SEC IAPD

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DAVID JOHN JENSEN
DYLAN JOSEPH GUERRERA
PATRICK DE TOLLA
RONALD LEE HOUSLEY

Other Offices

EQUITY SERVICES, INC. · HAUPPAUGE, NY
MADISON GLOBAL ADVISORS LLC · HAUPPAUGE, NY
UNITED FINANCIAL PLANNING GROUP LLC · HAUPPAUGE, NY
COMMONWEALTH FINANCIAL NETWORK · Hauppauge, NY
LPL FINANCIAL LLC · HAUPPAUGE, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Hauppauge, NY
J.P. MORGAN SECURITIES LLC · HAUPPAUGE, NY
CETERA INVESTMENT ADVISERS LLC · Hauppauge, NY

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