Best Investors
Account
Sign in
Best Investors
Account
Sign in
Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2026-02-17 |
| GA | RA | APPROVED | 2025-10-17 |
| MD | RA | APPROVED | 2025-01-29 |
| OH | RA | APPROVED | 2024-09-23 |
| IL | RA | APPROVED | 2024-08-30 |
| CA | RA | APPROVED | 2022-05-09 |
| NC | RA | APPROVED | 2021-04-06 |
| TX | RA | APPROVED_RES | 2020-08-19 |
| OR | RA | APPROVED | 2020-05-22 |
| WY | RA | APPROVED | 2019-07-01 |
| SC | RA | APPROVED | 2018-10-03 |
| CO | RA | APPROVED | 2018-04-26 |
| PR | RA | APPROVED | 2017-11-15 |
| PA | RA | APPROVED | 2017-03-07 |
| FL | RA | APPROVED | 2017-02-23 |
Branch Locations
14021 Metropolis Ave., Fort Myers, FL 33912 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed - Insurance Agent | Coral Gables | FL | 11/1991 | Present |
| Arven Financial | Coral Gables | FL | 01/2016 | 10/2016 |
| Mass Mutual Life Insurance Company | Coral Gables | FL | 01/2016 | 10/2016 |
| Guardian Life Insurance | Coral Gables | FL | 02/2017 | 01/2020 |
| Park Avenue Securities | Coral Gables | FL | 02/2017 | 01/2020 |
| Guardian Life Insurance Company | Miami | FL | 01/2020 | 06/2023 |
| Park Avenue Securities | Miami | FL | 01/2020 | 06/2023 |
| Guardian Life Insurance Company | Miami | FL | 06/2023 | 05/2024 |
| Park Avenue Securities | Miami | FL | 06/2023 | 05/2024 |
| Guardian Life Insurance Company | North Miami Beach | FL | 05/2024 | 09/2024 |
| Park Avenue Securities | North Miami Beach | FL | 05/2024 | 09/2024 |
| Guardian Life Insurance Company | Golden Beach | FL | 06/2024 | 10/2025 |
| Park Avenue Securities | Golden Beach | FL | 06/2024 | 10/2025 |
| Park Avenue Securities | Venice | CA | 10/2025 | Present |
| Guardian Life Insurance Company | Venice | CA | 10/2025 | Present |
1. Fixed Insurance Sales-Sale of fixed insurance products other than those offered through Guardian, Start: 10/06/1999, Address; 1560 S Dixie Highway, Suite 207 Coral Gables, FL 33146, 40 bus hrs per month, Investment related, >10% annual compensation, 2. Kettler & Associates, Inc-Corporation I use for managing and administration of my business,. Start: 06/19/2019, Address: 1560 SOUTH DIXIE HWY, SUITE 207; CORAL GABLES, FL 33146, 1 non bus hr per month, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-15 |
Reach out to this advisor