James Burke Brown

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 12/2016
  Sagepoint Financial, Inc
  Phoenix, AZ
• 11/2018 → 07/2025
  Next Financial Group Inc
  Houston, TX
• 12/2016 → 11/2018
  Unemployed
  Bethesda, MD
• 01/2026 → Present
  Valic Financial Advisors, Inc.
  Linthicum Heights, MD
• 08/2025 → 12/2025
  Unemployed
  Bethesda, MD

Previous Registrations

• 2019-09-03 → 2025-07-07
  Cadaret, Grant & Co., Inc.
  Bethesda, MD
  Syracuse, NY
• 2018-11-30 → 2025-07-07
  Next Financial Group, Inc.
  Bethesda, MD
  Houston, TX
• 2019-09-03 → 2021-03-02
  Cuso Financial Services, L.P.
  Bethesda, MD
  San Diego, CA
• 2019-09-03 → 2021-03-02
  Sorrento Pacific Financial, Llc
  Bethesda, MD
  San Diego, CA
• 2008-10-16 → 2016-12-06
  Osaic Services, Inc.
  Scottsdale, AZ
  Houston, TX
• 2007-03-06 → 2008-10-29
  American General Securities Incorporated
  Houston, TX
  Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: Non-Securities Products INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/19/2026 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Appointed as Agent to sell Non-Securities Insurance Products for AGIA CAITNORMAT, LLC POSITION: Member of the LLC NATURE: Commercial real estate rental property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: 4922 Fairmont Ave, Suite 290, Bethesda MD 20814, United States DESCRIPTION: Extremely "passive" member of the LLC. Quarterly conference call with the other members for 60 minutes to review the financials. CASTOR LLC POSITION: Member of the LLC NATURE: Residential real estate rental property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: 4922 Fairmont Ave, Suite 290, Bethesda MD 20814, United States DESCRIPTION: Extremely "passive" member of the LLC. Quarterly conference calls with the other members for 60 minutes to review the financials. SIRIUS LLC POSITION: Member of the LLC NATURE: Residential real estate rental property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/02/2023 ADDRESS: 4922 Fairmont Ave, Suite 290, Bethesda MD 20814, United States DESCRIPTION: Extremely "passive" member of the LLC. Quarterly conference call with the other members for 60 minutes to review the financials.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-02-26
• S63 Uniform Securities Agent State Law Examination
  1988-09-09

Other Names

• Jimmy Brown
• James Burke Brown
• James Brown