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Brian Joseph Sullivan

Mercer Global Advisors Inc.

Atlanta, GA

CRD 1664711

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Employer firm

Mercer Global Advisors Inc. CRD 147363

$84.4B regulatory AUM 87 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-23
FL RA APPROVED 2018-07-02
NC RA APPROVED 2016-12-09
AL RA APPROVED 2016-04-23
SC RA APPROVED 2016-04-11
GA RA APPROVED 2016-04-08
  • TX RA
    APPROVED_RES
    Since 2023-08-23
  • FL RA
    APPROVED
    Since 2018-07-02
  • NC RA
    APPROVED
    Since 2016-12-09
  • AL RA
    APPROVED
    Since 2016-04-23
  • SC RA
    APPROVED
    Since 2016-04-11
  • GA RA
    APPROVED
    Since 2016-04-08

Branch Locations

5555 Glenridge Connector Suite 825, Atlanta, GA 30342 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Mercer Global Advisors Inc. Alpharetta GA 03/2016 07/2017
Mercer Global Advisors Inc Alpharetta GA 07/2017 03/2021
Mercer Global Advisors Inc. Alpharetta GA 03/2021 09/2024
Mercer Global Advisors Inc. Alpharetta GA 09/2024 12/2025
Mercer Global Advisors Inc. Alpharetta GA 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-06
S63 Uniform Securities Agent State Law Examination 1987-07-30
  • S65 Uniform Investment Adviser Law Examination
    1995-10-06
  • S63 Uniform Securities Agent State Law Examination
    1987-07-30
Designations
  • Certified Financial Planner

View on SEC IAPD

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