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Holly Nichols

Morgan Stanley

Houston, TX

New Orleans, LA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2019-10-29
TX RA APPROVED 2019-10-29
  • LA RA
    APPROVED
    Since 2019-10-29
  • TX RA
    APPROVED
    Since 2019-10-29

Branch Locations

Houston, TX • United States

1100 Poydras Street Suite 1900, New Orleans, LA 70163 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc. New Orleans LA 07/2006 10/2019
J.P. Morgan Securities Inc. New Orleans LA 09/2006 10/2019
Morgan Stanley Smith Barney Llc New Orleans LA 10/2019 Present
Morgan Stanley Private Bank, N.A. New York NY 11/2019 Present
  • 07/2006 → 10/2019
    J.P. Morgan Securities Inc.
    New Orleans, LA
  • 09/2006 → 10/2019
    J.P. Morgan Securities Inc.
    New Orleans, LA
  • 10/2019 → Present
    Morgan Stanley Smith Barney Llc
    New Orleans, LA
  • 11/2019 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2008-10-01 → 2012-05-15
    J.P. Morgan Securities Llc
    New Orleans, LA
  • 2006-09-27 → 2008-10-01
    J.P. Morgan Securities Inc.
    New Orleans, LA
  • 2002-11-20 → 2006-09-27
    Banc One Securities Corporation
    New Orleans, LA
    Chicago, IL
    New Orleans, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-13
S63 Uniform Securities Agent State Law Examination 1987-06-25
  • S66 Uniform Combined State Law Examination
    2002-11-13
  • S63 Uniform Securities Agent State Law Examination
    1987-06-25
Designations
Other Names
  • Holly Perrilliat Seavey
  • Holly Perrilliat Seavey
  • Holly Nalty
  • Holly Seavey Nalty
  • Holly Seavey Nichols

View on SEC IAPD

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