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Elizabeth Rose Fuselier

Equitable Advisors, LLC

Westminster, CO

CRD 1664370

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Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-09-17
  • CO RA
    APPROVED
    Since 2020-09-17

Branch Locations

Westminster, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

1. APPOINTED TO SELL OUTSIDE EQUITABLE NEWORK INSURANCE BUSINESS 2. COMMUNITY REACH CENTER SYSTEMS, THORNTON, CO; BOARD MEMBER ON 4 GOVERNANCE BOARDS; START DATE: 9/12006; 10 HRS/MO; NO COMPENSATION 6. MOUNTAINLAND SYSTEMS BOARD; PEDIATRIC PRACTICE; BOARD MEMBER; START DATE: 2008, 15 MINS. PER MONTH. 3. POWER OF ATTORNEY FOR AGNES CLAIRE REITHEBUCH, AUNT; 11687 COUNTRY CLUB DRIVE WESTMINSTER, CO 80234; POA ON 3 BANK ACCOUNTS; START DATE 6/1/2021; APPROX 1 HR PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-17
S65 Uniform Investment Adviser Law Examination 1999-11-29
S63 Uniform Securities Agent State Law Examination 1987-07-01
  • S66 Uniform Combined State Law Examination
    2020-09-17
  • S65 Uniform Investment Adviser Law Examination
    1999-11-29
  • S63 Uniform Securities Agent State Law Examination
    1987-07-01
Other Names
  • Elizabeth R Fuselier
  • Liz Dapice
  • Elizabeth Dapice

View on SEC IAPD

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