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Equitable Advisors, LLC CRD 6627
$42.5B regulatory AUM 171,648 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2020-09-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. APPOINTED TO SELL OUTSIDE EQUITABLE NEWORK INSURANCE BUSINESS 2. COMMUNITY REACH CENTER SYSTEMS, THORNTON, CO; BOARD MEMBER ON 4 GOVERNANCE BOARDS; START DATE: 9/12006; 10 HRS/MO; NO COMPENSATION 6. MOUNTAINLAND SYSTEMS BOARD; PEDIATRIC PRACTICE; BOARD MEMBER; START DATE: 2008, 15 MINS. PER MONTH. 3. POWER OF ATTORNEY FOR AGNES CLAIRE REITHEBUCH, AUNT; 11687 COUNTRY CLUB DRIVE WESTMINSTER, CO 80234; POA ON 3 BANK ACCOUNTS; START DATE 6/1/2021; APPROX 1 HR PER MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-17 |
| S65 | Uniform Investment Adviser Law Examination | 1999-11-29 |
| S63 | Uniform Securities Agent State Law Examination | 1987-07-01 |
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