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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-07-23
VA RA APPROVED 2014-06-10
  • TX RA
    APPROVED_RES
    Since 2014-07-23
  • VA RA
    APPROVED
    Since 2014-06-10

Branch Locations

300 Ellicott St Ste A4, Occoquan, VA 22125 • United States

Fairfax Station, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Alexandria VA 06/2014 03/2020
Ameriprise Financial Services, Llc Occoquan VA 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Single Family; 1000 crescent lake driveSaint Petersburg, FL, ,; Investment-Related; 10/01/2016. Independent Insurance Brokering; Lafeyette Life Insurance; 03/03/2011; Group / Ohio National; 11/05/2012; . Business Ownership; K&D Partners; Co owner; As above; 8701 Birch Cliff Dr, , Fairfax Station, VA, 22039; Not Investment-Related; 04/01/2020; 1 to 9 hours per month; 0 during trading hours / KOKO NUTS MARKETING; Owner; Selling of blank journals; 8701 Birch Cliff Drive , , Fairfax Station , VA, 22039; Not Investment-Related; 08/10/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; K&D Partners Inc; Owner; Manage advisory business; 8701 Birch Cliff Drive , , Fairfax Station, VA, 22039; Investment-Related; 04/01/2020; 60 hours per month; 60 during trading hours. Other Business Activities; Ohio National; Sold Term Policy before joining Ameriprise.; NA, ,; ; 04/01/2014; 0 hours per month; 0 during trading hours / Song Marketing; Selling of creative works; 8701 Birch Cliff DrFairfax Station VA 22039, ,; ; 11/23/2015; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-11-02
S63 Uniform Securities Agent State Law Examination 1993-10-14
  • S65 Uniform Investment Adviser Law Examination
    1993-11-02
  • S63 Uniform Securities Agent State Law Examination
    1993-10-14
Other Names
  • David Basinger

View on SEC IAPD

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