Michael Paul Rinaldo

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2010 → 12/2020
  Ubs Financial Services Inc
  Bedminster, NJ
• 12/2020 → Present
  Ameriprise Financial Services, Llc
  Florham Park, NJ

Previous Registrations

• 2010-09-28 → 2020-12-22
  Ubs Financial Services Inc.
  Warren, NJ
  Florham Park, NJ
  Florham Park, NJ
• 2009-06-01 → 2010-10-06
  Morgan Stanley
  Short Hills, NJ
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Short Hills, NJ
• 2004-09-17 → 2007-04-02
  Morgan Stanley Dw Inc.
  Short Hills, NJ
  Short Hills, NJ
• 2002-05-08 → 2004-09-27
  Citigroup Global Markets Inc.
  Florham Park, NJ

Other Businesses

Business Ownership; BBQ BEAST LLC; provide bbq for small parties and catering; Food Services -Catering; 5 Westminster Drive, , Randolph, NJ, 07869; Not Investment-Related; 08/01/2001; 1 to 9 hours per month; 0 during trading hours / LAZZAROSOGNI LLC; This entity was set up solely for the Franchise Advisor compensation paid to me from Ameriprise.; Ameriprise Financial Advisor; 5 Westminster Drive, , Randolph, NJ, 00000; Investment-Related; 02/09/2021; 0 hours per month; 0 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-03-07
• S63 Uniform Securities Agent State Law Examination
  1987-06-19

Designations

• Certified Financial Planner

Other Names

• Michael P Rinaldo