Best Investors
Account
Sign in
Best Investors
Account
Sign in
Td Private Client Wealth LLC CRD 164484
$8.57B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-11-06 |
| SC | RA | APPROVED | 2025-08-08 |
| NC | RA | APPROVED | 2025-02-13 |
| VA | RA | APPROVED | 2025-02-13 |
| FL | RA | APPROVED | 2024-06-18 |
| PA | RA | APPROVED | 2024-02-22 |
| NJ | RA | APPROVED | 2023-11-08 |
| NY | RA | APPROVED | 2023-09-11 |
Branch Locations
800 Broadway, Newburgh, NY 12550 • United States
1100 Lake Street 3Rd Floor, Ramsey, NJ 07446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | White Plains | NY | 12/2016 | 05/2019 |
| Unemployed | Cortlandt Manor | NY | 05/2016 | 12/2016 |
| Bank Of America, N.A | White Plains | NY | 12/2016 | 05/2019 |
| Cuna Mutual Group | Waverly | IA | 11/2019 | 05/2022 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 11/2019 | 05/2022 |
| Unemployed | Cortlandt Manor | NY | 06/2019 | 10/2019 |
| Lpl Financial Llc | Newburgh | NY | 05/2022 | 09/2023 |
| Td Bank N.A. | Newburgh | NY | 09/2023 | Present |
| Td Private Client Wealth Llc | Newburgh | NY | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-04-03 |
Reach out to this advisor