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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-03
  • FL RA
    APPROVED
    Since 2023-11-03

Branch Locations

9601 Tamiami Trail North, Naples, FL 34108 • United States

Ciccarelli Advisory Services Inc

9601 Tamiami Trail North, Naples, FL 34108 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 1996-01-09
  • FL RA
    APPROVED
    Since 1996-01-09

Branch Locations

3066 Tamiami Trail North, #202, Naples, FL 34103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Naples FL 06/1992 11/2023
Fsc Securities Corporation Naples FL 06/1992 11/2023
Ciccarelli Advisory Services Naples FL 11/1995 Present
Ciccarelli Advisory Management, Llc Naples FL 01/2021 Present
Osaic Wealth, Inc. Naples FL 11/2023 Present
  • 06/1992 → 11/2023
    Fsc Securities Corporation
    Naples, FL
  • 06/1992 → 11/2023
    Fsc Securities Corporation
    Naples, FL
  • 11/1995 → Present
    Ciccarelli Advisory Services
    Naples, FL
  • 01/2021 → Present
    Ciccarelli Advisory Management, Llc
    Naples, FL
  • 11/2023 → Present
    Naples, FL
Previous Registrations
  • 1993-09-21 → 2023-11-03
    Fsc Securities Corporation
    Bonita Springs, FL
    Naples, FL
    Bonita Springs, FL
    Naples, FL
Other Businesses

1. INVESTMENT ADVISORY SERVICES; DUAL - CORPORATE FSC RIA AND INDEPENDENT RIA; CICCARELLI ADVISORY SERVICES, INC.; 9601 TAMIAMI TR N NAPLES FL 34108; OWNER; 1985; 160 HRS/MONTH; 160 HRS/MONTH DURING SECURITIES TRADING HOURS; ADVISORY SERVICES OFFERED INCLUDE: ADVICE-FIXED/HOURLY RATE, FINANCIAL PLANNING-FIXED/HOURLY RATE, GENERAL INVESTMENT ADVICE NOT IN A FINANCIAL PLAN, ACTIVE MANAGEMENT AND ASSET MONITORING. 2. CAM LLC POSITION: OWNER NATURE: LLC INVESTMENT RELATED: NO NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 06/30/2014 ADDRESS: 111 VIA NAPOLI, NAPLES FL 34105 DESCRIPTION: NONE 3. NAPLES COMMUNITY HOSPITAL POSITION: Hospital Ball Committee NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 350 7th St N, Naples FL 34102, United States DESCRIPTION: Help plan the annual hospital ball fundraiser 4. COLLIER COMMUNITY FOUNDATION POSITION: committee member NATURE: local non-profit community foundation INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2022 ADDRESS: 1110 Pine Ridge Rd, Suite 200, Naples FL 34108, United States DESCRIPTION: I sit on a committee called Women Lifting Women that helps identify and assist housing senior women, address isolation issues and empower young women through scholarships, mentorship and career development.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-06-26
S63 Uniform Securities Agent State Law Examination 1992-06-10
  • S65 Uniform Investment Adviser Law Examination
    2007-06-26
  • S63 Uniform Securities Agent State Law Examination
    1992-06-10

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