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Christopher Alan Tate

"Tate Asset Management" And "Dco Wealth Management"

Rancho Santa Fe, CA

CRD 3241655

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Employer firm

"Tate Asset Management" And "Dco Wealth Management" CRD 160657

$393M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
"Tate Asset Management" And "Dco Wealth Management"

5531 Cancha De Golf Suite #105, Rancho Santa Fe, CA 92091 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-10-16
TX RA APPROVED 2012-10-16
  • CA RA
    APPROVED
    Since 2012-10-16
  • TX RA
    APPROVED
    Since 2012-10-16

Branch Locations

5531 Cancha De Golf Suite #105, Rancho Santa Fe, CA 92091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Acas Llc D/B/A Dco Wealth Management D/B/A Tate Asset Management Rancho Santa Fe CA 06/2009 Present
  • 06/2009 → Present
    Acas Llc D/B/A Dco Wealth Management D/B/A Tate Asset Management
    Rancho Santa Fe, CA
Previous Registrations
  • 2010-06-14 → 2012-09-04
    Advanced Practice Advisors, Llc
    La Quinta, CA
  • 2009-05-12 → 2010-12-03
    Concert Wealth Management
    San Diego, CA
  • 2000-01-31 → 2009-05-11
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Diego, CA
    San Diego, CA
    San Diego, CA
Other Businesses

LICENSED TO SELL LIFE INSURANCE IN CALIFORNIA-INDEPENDENT AGENT; less than five hours per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-08
  • S66 Uniform Combined State Law Examination
    1999-11-08
Designations
  • Certified Financial Planner
Other Names
  • Christopher A Tate
  • Chris Tate

View on SEC IAPD

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Nearby Investors

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NICOLE ROCHELLE CARNER
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Nearby Offices

MORGAN STANLEY · RANCHO SANTA FE, CA
MORGAN STANLEY · RANCHO SANTE FE, CA
ESSENTIAL PARTNERS LLC · RANCHO SANTA FE,, CA

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