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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2009-06-16
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2009-06-16

Branch Locations

2024 W Henrietta Rd Ste 5D, Rochester, NY 14623-1360 • United States

Rochester, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Rochester NY 10/2009 03/2020
Ameriprise Financial Services, Llc Rochester NY 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 2024 W Henrietta Rd suite 5d Rochester, NY 14626, ,; ; 06/21/2011 / Single Family; Via Alessandro Arcudi, 7, , 73013 Galatina Italy, NY, 73013; Not Investment-Related; 11/01/2022. Business Ownership; MPK Associates; ; For office real estate.; 2024 W Henrietta Rd Suite 5d Rochester New York 14623, ,; ; 06/21/2011; 1 to 9 hours per month; / Mark Palazzolo LLC; Running of my Financial Advisory Practice.; To manage practice expenses.; 2024 W Henrietta Rd Suite 5D, , Rochester, NY, 14626; Investment-Related; 12/01/2022; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Mark Palazzolo LLC; Owner - Running Ameriprise practice; ; 2024 W Henrietta Rd Suite 5D, , Rochester, NY, 14623; Investment-Related; 12/01/2022; 1 to 9 hours per month; 0 during trading hours / Council Rock Associates, LLC; Co-owner; Manage advisory business; 2024 W Henrietta Rd, 5D, Rochester, NY, 14623; Investment-Related; 12/01/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-19
  • S63 Uniform Securities Agent State Law Examination
    1987-08-19

View on SEC IAPD

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