Phillip Martin Rini

Current Employers

Employment History

• 06/2015 → Present
  Lpl Financial, Llc
  Beachwood, OH
• 06/2015 → Present
  Stratos Wealth Partners, Ltd
  Beachwood, OH

Previous Registrations

• 2010-06-17 → 2015-06-10
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Cleveland, OH
  Cleveland, OH
  Milwaukee, WI
  Duluth, MN
• 2005-11-15 → 2010-06-02
  Fifth Third Securities, Inc.
  Mentor, OH
  Mentor, OH
  Chardon, OH
  Cleveland, OH
  Cleveland, OH
• 2000-01-01 → 2005-07-05
  Natcity Investments, Inc.
  Cleveland, OH

Other Businesses

(1) 06/05/2015: Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - INV REL - 3750 Park East Dr, #200 Beachwood, OH 44122 - Started 04/01/2015 - 100% Time Spent (2) 6/10/2015 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 04/01/2015 - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners LTD, an independent investment advisor firm. I started this business activity in 04/01/2015. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 06/05/2015 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-07-31
• S63 Uniform Securities Agent State Law Examination
  1987-07-14