Derek Norman Skains

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 06/2024
  Securities America, Inc.
  Litchfield Park, AZ
• 08/2009 → 06/2024
  Securities America Advisors, Inc.
  Litchfield Park, AZ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Litchfield Park, AZ

Previous Registrations

• 2009-09-30 → 2024-06-14
  Securities America Advisors, Inc.
  Litchfield Park, AZ
• 2009-01-02 → 2009-08-20
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
• 2005-09-29 → 2009-01-02
  Raymond James Financial Services, Inc.
  Avondale, AZ
• 1999-05-10 → 2003-05-21
  Wells Fargo Clearing Services, Llc
  Scottsdale, AZ

Other Businesses

1. NONE POSITION: owner NATURE: Collecting royalties from family land in Louisiana. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/27/1991 ADDRESS: 12881 W. Pasadena Ave., Litchfield Park AZ 85340, United States DESCRIPTION: My family has owned land in Louisiana for many years. Myself and my family members collect royalties from this land and have for many years. 2. SKAINS INVESTMENT PARTNERS POSITION: president NATURE: SKAINS INVESTMENT PARTNERS, LLC /INSURANCE --PRESIDENT - Investment Related - 5% TIME SPENT - Start Date: 5/2006 - Located at 12881 W Pasadena Ave, Litchfield Park, AZ 85340-4110 INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2006 ADDRESS: 12881 W. Pasadena Ave., Litchfield Park AZ 85340, United States DESCRIPTION: Insurance

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-29
• S63 Uniform Securities Agent State Law Examination
  1987-05-27