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Jessica Jones Teel

LPl Financial LLC

New Oxford, PA

CRD 1661401

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2009-09-08
  • PA RA
    APPROVED
    Since 2009-09-08

Branch Locations

New Oxford, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Corporation New Oxford PA 09/2009 Present
  • 09/2009 → Present
    Lpl Financial Corporation
    New Oxford, PA
Previous Registrations
  • 2006-02-10 → 2009-09-08
    Mutual Service Corporation
    Boston, MA
    New Oxford, PA
    Hanover, PA
    Hanover, PA
Other Businesses

1. 12/10/2009 - DBA ONLY - TEEL INVESTMENT SERVICES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-29
S63 Uniform Securities Agent State Law Examination 1998-01-16
  • S65 Uniform Investment Adviser Law Examination
    2000-12-29
  • S63 Uniform Securities Agent State Law Examination
    1998-01-16
Other Names
  • Jessica A Jacobs
  • Jessica Ann Jones
  • Vallerie Jessica Jones
  • Jessica Jones Vallerie
  • Jessica Jones Jacobs

View on SEC IAPD

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