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Current Employers
Wellington Adams Investment Advisory, Llc

7 Rathton Rd, York, PA 17403 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-04-17
  • PA RA
    APPROVED
    Since 2019-04-17

Branch Locations

3110 E Market Street Suite C, York, PA 17402 • United States

7 Rathton Rd, York, PA 17403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horter Investment Management, Llc York PA 07/2014 01/2019
Lyter Group, Inc York PA 06/2016 Present
Virtue Capital Management, Llc York PA 01/2019 02/2019
Wellington Adams Investment Advisory, Llc York PA 04/2019 Present
Lyter Financial, Llc York PA 12/2013 Present
Previous Registrations
Other Businesses

Lyter Group, Inc; Investment Related; York, PA; Insurance Sales; President; July, 2006; 80 Hours a Month; 40 Hours During Securities Trading; Insurance Sales.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-13
  • S65 Uniform Investment Adviser Law Examination
    2014-06-13

View on SEC IAPD

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