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1 Information Way Suite 400, Little Rock, AR 72202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-11-03 |
Branch Locations
1 Information Way Suite 400, Little Rock, AR 72202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Distribution, Inc. | Little Rock | AR | 01/2016 | 06/2017 |
| Sowell Management | North Little Rock | AR | 09/2017 | 11/2020 |
| Pruco Securities, Llc | Little Rock | AR | 05/2021 | 10/2021 |
| Unemployed | Little Rock | AR | 12/2020 | 04/2021 |
| Level Four Financial, Llc | Mobile | AL | 12/2021 | 04/2025 |
| Level Four Advisory Services, Llc | Dallas | TX | 12/2021 | 04/2025 |
| Naviter Wealth, Llc | Little Rock | AR | 11/2025 | Present |
| Unemployed | N/A | XX | 05/2021 | 10/2025 |
| Prudential Financial Planning Services | Little Rock | AR | 05/2021 | 10/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-03 |
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