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800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-23 |
| CT | RA | APPROVED | 2004-04-13 |
Branch Locations
800 Westchester Avenue Suite N607, Rye Brook, NY 10573 • UNITED STATES
800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States
800 Westchester Ave Suite N607, Rye Brook,, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Belle Haven Investments, L.P. | Rye Brook | NY | 06/1996 | Present |
Applicant is the President and majority shareholder of Belle Haven Capital Management, Inc. ("BHCM") since October 2005. BHCM serves as the general partner of both the Firm and Belle Haven Aggressive Muni, L.P. ("BHAM"), a private fund. BHCM is located at 800 Westchester Avenue, Suite N607, Rye Brook, New York 10573. In his capacity as the President of BHCM, Applicant's role is primarily limited to addressing administrative actions on behalf of BHCM in its capacity as the General Partner for the Firm and BHAM, in which of such services, perhaps an hour per month may be performed during normal trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-29 |
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