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Current Employers
Oxler Private Wealth

800 Westchester Ave Suite 641N, Rye Brook, NY 10573 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-20
FL RA APPROVED 2020-09-11
TX RA APPROVED_RES 2020-08-14
  • NY RA
    APPROVED
    Since 2021-05-20
  • FL RA
    APPROVED
    Since 2020-09-11
  • TX RA
    APPROVED_RES
    Since 2020-08-14

Branch Locations

800 Westchester Ave Suite 641N, Rye Brook, NY 10573 • United States

Miami Beach, FL • United States

3 Columbus Circle 15Th Floor, New York, NY 10019 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co New York NY 03/1988 08/2020
Oxler Private Wealth Llc New York NY 08/2020 Present
  • 03/1988 → 08/2020
    Oppenheimer & Co
    New York, NY
  • 08/2020 → Present
    Oxler Private Wealth Llc
    New York, NY
Previous Registrations
  • 2009-04-28 → 2020-08-24
    New York, NY
    Miami Beach, FL
    Miami Beach, FL
    New York, NY
    New York, NY
    Miami Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-04-21
S63 Uniform Securities Agent State Law Examination 1979-10-15
  • S65 Uniform Investment Adviser Law Examination
    2009-04-21
  • S63 Uniform Securities Agent State Law Examination
    1979-10-15

View on SEC IAPD

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