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Theodore Michael Sanders

Stifel, Nicolaus & Company, Incorporated

St Louis, MO

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-10-22
MO RA APPROVED 2009-03-20
  • TX RA
    APPROVED_RES
    Since 2009-10-22
  • MO RA
    APPROVED
    Since 2009-03-20

Branch Locations

520 Maryville Centre Drive Suite 410, St Louis, MO 63141 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc St. Peters MO 08/2008 Present
  • 08/2008 → Present
    Stifel Nicolaus & Co Inc
    St. Peters, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-16
S63 Uniform Securities Agent State Law Examination 1987-04-21
  • S66 Uniform Combined State Law Examination
    2009-03-16
  • S63 Uniform Securities Agent State Law Examination
    1987-04-21

View on SEC IAPD

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