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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-06-05 |
| TX | RA | APPROVED_RES | 2026-05-29 |
Branch Locations
100 General Joseph Wheeler St, Stanley , NC 28164 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed | Huntersville | NC | 09/2003 | 05/2026 |
| Stifel Independent Advisors, Llc | Charlotte | NC | 06/2004 | 05/2026 |
| Raymond James Financial Services, Inc. | Stanley | NC | 05/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Stanley | NC | 05/2026 | Present |
Control Person Investment related business Trustee Stanley, NC 6/9/21 2-10 hours/month 2-10 hours/month during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-06-05 |
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