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Joseph Martin Piche

Rbc Capital Markets, LLC

Wayzata, MN

Excelsior, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-13
MN RA APPROVED 2017-04-20
  • TX RA
    APPROVED
    Since 2021-05-13
  • MN RA
    APPROVED
    Since 2017-04-20

Branch Locations

641 Lake St. E. Suite 230, Wayzata, MN 55391 • United States

Excelsior, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Wayzata MN 06/2006 04/2017
Bank Of America, Na Wayzata MN 09/2009 04/2017
Rbc Capital Markets, Llc Wayzata MN 04/2017 Present
City National Bank Wayzata MN 11/2017 Present
  • 06/2006 → 04/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Wayzata, MN
  • 09/2009 → 04/2017
    Bank Of America, Na
    Wayzata, MN
  • 04/2017 → Present
    Rbc Capital Markets, Llc
    Wayzata, MN
  • 11/2017 → Present
    City National Bank
    Wayzata, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-18
S63 Uniform Securities Agent State Law Examination 1987-04-30
  • S65 Uniform Investment Adviser Law Examination
    1998-12-18
  • S63 Uniform Securities Agent State Law Examination
    1987-04-30
Other Names
  • Joseph M Piche
  • Joe Piche

View on SEC IAPD

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