Glen Edward Ellis

Current Employers

Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-10-11
TX	RA	APPROVED	2011-01-03

NY RA
APPROVED

Since 2022-10-11
TX RA
APPROVED

Since 2011-01-03

Branch Locations

7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States

4105 Medical Parkway Suite 201, Austin, TX 78756 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Voya Financial Advisors	Austin	TX	09/2014	Present

09/2014 → Present

Voya Financial Advisors

Austin, TX

Previous Registrations

1993-10-15 → 2011-01-03

Voya Financial Partners, Llc

Austin, TX

Austin, TX

Austin, TX

Other Businesses

NAME OF ENTITY:PEARSON ASSESSMENTS AND INFORMATION; No; 1313 LONE OAK; EGAN; MN; 55121; AUTHOR ROYALTY INCOME; AUTHOR ROYALTY INCOME; 8/1/1987; 0; 0; I SIMPLY OWN A PERCENTAGE OF THE AUTHOR ROYALTY INCOME| NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 4105 MEDICAL PKWY STE 201; AUSTIN; TX; 78756; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 9/24/2010; 160; 160; SALE OF FIXED INSURANCE PRODUCTS| NAME OF ENTITY:NOTARY-Glen Ellis; No; 4105 Medical Parkway, Suite 201; Austin; TX; 78756; Notary Public; Notary Public; 2/9/1989; 1; 1; notarize legal documents|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-01-07
S63	Uniform Securities Agent State Law Examination	1987-04-28

S65 Uniform Investment Adviser Law Examination

1998-01-07
S63 Uniform Securities Agent State Law Examination

1987-04-28

View on SEC IAPD