Raymond George Dodson

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2018-01-03

PA RA
APPROVED

Since 2018-01-03

Branch Locations

Bethel Park, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Commonwealth Financial Network	Bethel Park	PA	10/1988	Present

10/1988 → Present

Commonwealth Financial Network

Bethel Park, PA

Other Businesses

FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-06-03

S63 Uniform Securities Agent State Law Examination

1987-06-03

Designations

Certified Financial Planner

View on SEC IAPD