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Current Employers
Ofg Financial Services, Inc.

120 Se 6Th Avenue Townsite Plaza #2, Suite 105, Topeka, KS 66603-3515 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-05-31
  • TX RA
    APPROVED
    Since 2019-05-31

Branch Locations

401 E. Sonterra Blvd Suite 375, San Antonio, TX 78258 • United States

Townsite Plaza #2, Suite 105 120 Se 6Th Avenue, Topeka, KS 66603-3515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ofg Financial Services, Inc. Topeka KS 02/2017 Present
Willeford Financial Group San Antonio TX 12/2015 Present
Other Businesses

Willeford Financial Group Of Texas - Insurance and Annuity Sales - Employee Benefits Enroller & Independent Insurance Agent - Commissions - 10% time spent.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-31
S63 Uniform Securities Agent State Law Examination 2017-05-04
  • S65 Uniform Investment Adviser Law Examination
    2019-05-31
  • S63 Uniform Securities Agent State Law Examination
    2017-05-04

View on SEC IAPD

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