Peter Gerard Rao

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-31

NY RA
APPROVED

Since 2021-03-31

Branch Locations

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

North Tanawanda, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Gwn Securities Inc.	Palm Beach Gardens	FL	07/2004	Present

07/2004 → Present

Gwn Securities Inc.

Palm Beach Gardens, FL

Other Businesses

ATHLETIC OFFICIAL POSITION: REFEREE NATURE: APPLICATION OF RULES. INVESTMENT RELATED: NO NUMBER OF HOURS: 20 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2011 ADDRESS: 7158 PENDALE CIRCLE, PENDLETON NY 14120 DESCRIPTION: OFFICIATE HIGH SCHOOL / COLLEGE SPORTS

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-06-03

S63 Uniform Securities Agent State Law Examination

1987-06-03

View on SEC IAPD

Employer firm

Current Employers

Gwn Securities Inc.

Disclosures

Employment History

Other Businesses

Exams

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