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Susan Walker Malloy

M Capital Wealth Management, LLC

Cheraw, SC

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Current Employers
M Capital Wealth Management, Llc

901 Chesterfield Highway Suite B, Cheraw, SC 29520 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2010-12-17
  • SC RA
    APPROVED
    Since 2010-12-17

Branch Locations

901 Chesterfield Highway Suite B, Cheraw, SC 29520 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
M Captial Wealth Management, Llc Cheraw SC 11/2010 Present
  • 11/2010 → Present
    M Captial Wealth Management, Llc
    Cheraw, SC
Previous Registrations
  • 2007-02-23 → 2010-11-22
    Cheraw, SC
    Cheraw, SC
Other Businesses

1. MALLOY HOME PLACE, LLC, OWNER OF RENTAL PROPERTY, 321 3RD ST., CHERAW, SC 29520, NON INVESTMENT RELATED, 2 HOURS/MONTH, NONE DURING TRADING HOURS. STARTED: 07/2006 2. MALLOY & COMPANY, CORPORATE SECRETARY, P.O. BOX 605, CHERAW, SC 29520. ACTIVITIES ARE LIMITED TO ATTENDING BOARD MEETINGS FOUR TIMES EACH YEAR. STARTED:2006

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-13
S65 Uniform Investment Adviser Law Examination 1994-05-03
S63 Uniform Securities Agent State Law Examination 1991-02-13
  • S66 Uniform Combined State Law Examination
    2007-02-13
  • S65 Uniform Investment Adviser Law Examination
    1994-05-03
  • S63 Uniform Securities Agent State Law Examination
    1991-02-13
Other Names
  • Susan Malloy

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